DOL Is Here.

Are you ready?

Case Studies in DOL Readiness

Wealth management firms have chosen various approaches to positioning their businesses to comply with the Department of Labor (DOL) Fiduciary Rule. Fiserv has worked with many clients to support their DOL needs.  Watch the webinar replay to learn how Fiserv assisted four firms in the areas of planning, products, monitoring and fees to address the DOL Rule. If you have not previously registered for the event you will be prompted to do so.


Gauge Your Progress  

Most areas of the wealth management process are impacted by the new fiduciary standard and are under scrutiny. Assess your firm’s progress and determine where gaps exist. Fiserv has worked through the requirements with many of our largest clients. We understand what is needed and offer technology solutions across the critical DOL areas.

  • Assessing client goals and risk
  • Product selection
  • Account opening
  • Fees
  • BICE documentation
  • Trade activity
  • Reporting

Fiserv Solutions to Your DOL Challenges

Technology in Production Today to Help You Demonstrate Compliance 

Best Interest Process

Assess client goals and risk, propose a plan, compare products, capture proof points at account opening, insure compliance through lifecycle.


Fee leveling, transparency and disclosure, unbundling billing transactions.

Compliance Documentation

BICE documentation, trade activity, client communication, investor statement reporting.

Next Steps

Consult with Fiserv

Complete the quick form to the right to consult with a Fiserv expert. We will design a technology solution to help your firm solve the challenges and capture the opportunities presented by DOL.

Connect with Fiserv.  We are ready to support your firm’s DOL needs.

Connect With Fiserv

Complete the form below to contact us. We will reply by email to schedule a call to assess your firm’s DOL needs.