Wealth management firms have chosen various approaches to positioning their businesses to comply with the Department of Labor (DOL) Fiduciary Rule. Fiserv has worked with many clients to support their DOL needs. Watch the webinar replay to learn how Fiserv assisted four firms in the areas of planning, products, monitoring and fees to address the DOL Rule. If you have not previously registered for the event you will be prompted to do so.
Fiserv presents four case studies on how firms are preparing for the DOL fiduciary rule in the areas of planning, products, monitoring and fees.
Assess client goals and risk, propose a plan, compare products, capture proof points at account opening, insure compliance through lifecycle.
Fee leveling, transparency and disclosure, unbundling billing transactions.
BICE documentation, trade activity, client communication, investor statement reporting.
Complete the quick form to the right to consult with a Fiserv expert. We will design a technology solution to help your firm solve the challenges and capture the opportunities presented by DOL.
Connect with Fiserv. We are ready to support your firm’s DOL needs.
Complete the form below to contact us. We will reply by email to schedule a call to assess your firm’s DOL needs.
